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Intensity Modulated Radiation Therapy
an Introduction.
Extracts from C Nutting, DP Dearnaley, S Webb. Intensity
Modulated Radiotherapy: A clinical review. Br J Radiology 2000;54:459-469
Intensity Modulated Radiotherapy (IMRT) represents a significant
advance in conformal radiotherapy. In particular, this type of cancer radiotherapy treatment allows the delivery
of dose distributions with concave isodose profiles such that radiosensitive
normal tissues close to, or even within a concavity of a tumour
may be spared from radiation injury. This article reviews the clinical
application of this cancer radiotherapy treatment technique in head and neck cancer, and discusses
the practical issues of treatment planning and delivery from the
clinicians perspective.
Introduction
The aims of radical radiotherapy are to deliver a homogeneous radiation
dose to a tumour target while minimising the dose to surrounding
normal tissues [1]. In this way the maximum number of clonogenic
tumour cells can be eradicated with the minimum risk of normal tissue
injury [2,3]. Conventional external beam radiotherapy using a small
number of rectangular or simply shaped beams partly achieves these
goals, but for many tumour sites this radical radiotherapy treatment leads to irradiation of unnecessarily
large volumes of normal tissue [4].
Conformal radiotherapy aims to minimise the volume of normal tissue
irradiated by shaping the dose distribution to tightly conform to
the shape of the tumour reducing the dose to surrounding normal
tissues [5]. Adequate immobilisation of the target and improved
three-dimensional imaging, enable a higher degree of certainty of
target localisation which permits the use of narrower margins around
the target [6].
Three-dimensional conformal radiotherapy (3DCRT) entails direction
of multiple beams conformed to the shape of the target from each
beam’s eye view (BEV). In this type of radiotherapy treatment, three-dimensional dose distributions
are calculated by a treatment-planning computer with dosimetric
algorithms. Radiotherapy planning studies have confirmed that 3DCRT
reduces the volume of normal-tissue within the high-dose volume
compared to conventional [7-9]and is very helpful in cancer treatment. Randomised clinical trials have
demonstrated a clinically significant reduction of late radiation
side effects in patients with prostate cancer treated with 3DCRT
compared to conventional radiotherapy [10], and at other tumour
sites in non-randomised comparisons [11-15]. Dose escalation within
acceptable rates of normal tissue complications is a further challenge
for 3DCRT [1]. Non-randomised clinical studies in prostate cancer
have suggested that dose escalation with conformal therapy improves
tumour control [16,17], and several randomised clinical studies
are underway.
Intensity-Modulated Radiotherapy (IMRT) permits the delivery of
dose distributions with concave isodose shapes. It has been suggested
that 30% of tumours exhibit a concavity in the Planning Target Volume
(PTV) where sparing of critical normal tissue irradiation may be
achieved with the use of IMRT.
What is beam intensity modulation?
Beam intensity modulation (BIM) indicates that the radiation fluence
varies across the beam. This is different from a unmodulated (standard)
radiation beam where the fluence is constant, producing a flat isodose
profile where each isodose line at the centre of the treatment beam
is perpendicular to the central axis of the beam. One of the simplest
forms of BIM is produced by a wedge filter to variably attenuate
the radiation beam. The radiation fluence increases across the radiation
beam profile measured at a fixed distance from the source. The use
of a tissue compensator, or partial transmission block produces
more complex fluence profiles and are examples of BIM currently
in use in most radiotherapy departments (Fig 1).
Clinical applications of
IMRT
Intensity modulated radiotherapy (IMRT) is a form of conformal therapy
which combines several intensity-modulated beams. In this radiotherapy treatment, the resultant
isodoses are highly conformal, and uniquely can yield a concave
distribution (Fig 2). IMRT therefore offers a significant advance
in conformal therapy [18], by improving conformality and reducing
radiation dose to radiosensitive normal tissues close to the tumour
even if they lie within a concavity in the PTV [19].
In radiotherapy treatment, there are many clinical situations where radiosensitive
normal tissues lie within a concavity surrounded by the PTV. The
treatment of patients with tumours of the larynx, pharynx, or thyroid
is a good example. The clinical target volume (CTV) often includes
a midline target, and bilateral cervical lymph nodes, producing
a horseshoe-shaped PTV with the spinal cord within the concavity
[20]. Homogeneous irradiation of these PTV’s to radical doses
(50-66 Gy) with conventional external-beam radiotherapy is difficult.
Typically parallel-opposed photon portals are matched to electron
beams. This technique leads to dose inhomogeneity at the photon-electron
matchline, and also under-doses the posterior cervical lymph nodes
close to the spinal cord [21]. This shape of the PTV can be treated
homogeneously using IMRT without the need for electrons (Fig 3).
The dose to the spinal cord can be kept well within tolerance [20]
and permits tumour dose escalation.
Significant normal tissue sparing using IMRT has also been demonstrated
in planning studies for tumours of the maxillary antrum, nasopharynx,
lung, and prostate [22-25]. Complex dose distributions can be delivered
which avoid a number of radiosensitive normal tissues close to a
tumour. For example, in the treatment of nasopharyngeal cancer large
parallel-opposed lateral portals are used to encompass macroscopic
disease and sites of occult metastases. With this technique, both
parotid glands, spinal cord and brain stem are inevitably included
in the irradiated volume although these structures do not need to
be included in the target volume. Complete xerostomia, and risk
of myelopathy are the result. By defining concavities in the PTV,
IMRT can produce a dose distribution which reduces the radiation
dose to these organs (Fig 4). and promises a significant reduction
in treatment morbidity. Intensity modulated radiotherapy could be used for the whole duration
of a radiotherapy treatment, or simply as a boost after more conventional
treatment. The appropriateness of these two treatments approaches is likely
to depend on the tolerance doses of surrounding radiosensitive normal
tissues.
Results of IMRT from clinical
studies
At present around 5000 cancer patients have been given the Intensity modulated radiotherapy treatment worldwide.
Most of these patients have been treated at a few clinical centres
in the United States, and although IMRT is the focus of several
research groups in the United Kingdom, only a handful of patients
have been treated in radiotherapy departments to date.
Head and neck cancer
At the University of Michigan, Intensity modulated radiotherapy was used to spare salivary gland
tissue in patients irradiated for head and neck tumours. PTV included
the primary tumour, ipsilateral cervical nodes, and contralateral
cervical nodes up to and including the sub-digastric node. The contralateral
parapharyngeal space and parotid gland, which were judged to be
at very low risk of harbouring occult metastases, were spared, as
were the submandibular salivary glands [26,27]. Patients were treated
with a forward planned “step and shoot” IMRT technique
(see below) using multiple non-coplanar photon beams, and low-weighted
electron fields. A BEV facility was used to select beam orientations
which avoided the parotid gland [28]. Unstimulated and stimulated
salivary flow was measured from each parotid gland before and after
radiotherapy and then at 3, 6, and 12 months. In 15 patients treated
with this parotid-sparing technique, IMRT improved the minimum dose,
and reduced dose inhomogeneity to the primary tumour, and lymph
node regions compared to standard three-field conformal plans. IMRT
reduced the radiation dose to the contralateral parotid gland to
32% compared to 93% for the standard plan. Smaller, statistically
significant, reductions in the dose to the oral cavity, contralateral
submandibular gland, and spinal cord were also seen but are unlikely
to be clinically significant. One to three months after irradiation,
the mean stimulated salivary flow from the contralateral parotid
gland was 60% (SD 49%) of pre-treatment measurements [27]. Longer
follow up of 11 of these patients showed that spared parotid glands,
which received a mean dose of 19.9 Gy, recovered 63 % of their pre-treatment
stimulated salivary flow rates at one year compared to only a 3%
recovery for treated parotid glands which received 57.5 Gy [29,30]
Mean stimulated salivary flow (± sd) after parotid-sparing
IMRT
| |
Spared parotid ml/min |
Treated parotid ml/min |
p value |
| Pre-radiotherapy |
0.40 ± 0.22 |
0.36 ±0.31 |
N/A |
| Completion of RT |
0.12 ± 0.07 |
0.008 ± 0.02 |
0.0004 |
| 3 months |
0.20 ± 0.21 |
0.003 ± 0.01 |
0.05 |
| 6 months |
0.24 ± 0.17 |
0.006 ± 0.02 |
0.001 |
| 1 year |
0.25 ± 0.02 |
0.011 ± 0.03 |
0.006 |
An analysis of 88 patients who were given treatment with parotid-sparing IMRT allowed
correlation of radiotherapy dose with salivary flow measurements
to produce dose-response curves for parotid gland function. A mean
dose threshold was found for both stimulated (26 Gy), and unstimulated
(24 Gy) saliva flow rates, such that glands receiving mean dose
below or equal to the threshold showed substantial preservation
of the saliva flow following radiotherapy, which may continue to
improve over time. By contrast, most glands receiving mean doses
above the threshold produced little saliva and had no recovery over
time (A Eisbruch, personal communication).
De Neve et al [31] from the University of Gent recently reported
the results of treatment of 3 patients with recurrent or second
primary tumours of the nasopharynx, oropharynx, and hypopharynx
with IMRT. All patients had been previously treated with radical
radiotherapy; tumour dose 66-70 Gy, spinal cord dose 44-45 Gy, and
had inoperable disease. An Intensity modulated radiotherapy technique was used to re-treat the
tumour (min target dose 48-65 Gy), with a concave dose distribution
to avoid the brain stem and spinal cord (max spinal cord dose 21-34
Gy, max brain stem dose 67 Gy). Two patients achieved complete remission,
but relapsed within one year of radiotherapy, and the other patient
remained in partial remission 7 months after treatment. No patient
developed myelopathy although the follow-up period was short. The
same author has reported an IMRT technique for the irradiation of
tumours in the neck which extend into the upper mediastinum. This
technique has been used in the treatment of tumours of the thyroid,
larynx and pharynx and would allow target dose escalation up to
70-80 Gy while restricting maximum spinal cord dose to 50 Gy [20].
Boyer et al [32] report the results of a planning and delivery study
where three patients with head and neck tumours were planned on
the Peacock inverse planning system (NOMOS Corporation, Sewickley,
PA), and the plan was delivered to a humanoid phantom using nine
equispaced fields by a dynamic MLC technique. For a patient with
nasopharyngeal carcinoma, 96% of the primary tumour PTV reached
the goal dose of 72 Gy, although part of the GTV received 90 Gy.
A goal dose of 54 Gy was prescribed to the lymph node chains but
12% of this PTV was under-dosed, with a minimum dose of 26.5 Gy.
Parotid and spinal cord sparing were achieved with 99% and 98% receiving
<45 Gy respectively. Similarly for cancer of the larynx and
ethmoid sinus, mean target doses were achieved and normal tissue
structure sparing was successful, although target dose imhomogeneity
was high. Goitein and Niemierko [33] have calculated that such dose
inhomogeneities may lead to large reductions in the probability
of tumour control. However comparison with standard radiotherapy techniques the
precise location of lower dose regions and effects for example of
patient movement as well as the accuracy of the planning algorithm
need to be considered in determining the desired tolerance of such
dose inhomogeneities.
The first clinical report of 28 patients with a spectrum of head
and neck tumours treated with the MIMiC tomotherapy apparatus (NOMOS
Corporation, Sewickley, PA) has recently been published [34]. Ten
patients were treated for tumour recurrence after previous conventional
radiotherapy, and in 18 patients Intensity modulated radiotherapy was part of the primary treatment.
Patients were initially immobilised using an invasive fixation device
(Talon, NOMOS Corporation, Sewickley, PA) which attached to screws
placed in the inner table of the skull vertex, although currently
half of their patients are immobilised in a standard thermoplastic
mask [59]. After CT scanning, inverse treatment planning was performed
with the objective of minimising the dose to parotid glands, brain,
orbits, optic nerves, and brain stem, depending on tumour site.
Treatment was well tolerated with acute toxicity equivalent to conventional
radical radiotherapy treatment. A high degree of parotid sparing was demonstrated
in suitable patients, with less than 20% of the total parotid volume
receiving greater than 20 Gy. Clinical follow up on these patients
is short, and although only one of 20 patients treated definitively
has recurred locally, long-term results are not yet available.
Planning studies and class solutions
Planning studies offer the opportunity to assess the potential advantages
of IMRT over conventional radiotherapy. By comparing the conventional
treatment plan to the IMRT plan the improvements in the dose distribution
can be measured and estimates can be made of the clinical benefit.
For example Smitt et al [44] compared 3-D conformal planning and
IMRT in patients treated for breast cancer. The IMRT plans produced
more homogeneous dose distributions, and reduced the volume of lung
and heart treated to high dose.
Planning studies can be undertaken for each cancer site to determine
those which merit further clinical study, and also suggest which
end points are applicable for comparative clinical trials. For each
tumour site the rival techniques can be compared and the best technique
used as the basis for a “class solution” (i.e. a technique
which will produce the best results when applied to a group of patients
with a particular tumour type). An example of an IMRT class solution
is that of De Neve et al [20] for bilateral neck node irradiation
without the need to match photon and electron fields.
Production of intensity-modulated beams
Intensity-modulated beams (IMB) for radiotherapy can be produced in a number of ways:
1. Metal compensators
A specifically manufactured metallic compensator is milled or moulded
so that a variable thickness of the absorber is presented before the
radiation beam. Production of compensators is simple but expensive
and time consuming. They are heavy and may be difficult to position
accurately in the linear accelerator head. In practice this limits
the number of IMB’s that can be delivered [18]. 2.
Multiple segments per field
Each treatment field is divided into several smaller segments or sub-fields
which are delivered sequentially (the “step and shoot”
method). Each segment shape is defined by a multi-leaf collimator
or shaped blocks. The addition of several segments produces an IMB.
This type of IMRT can be delivered with technology already available
in centres using an MLC to treat patients with 3DCRT, and is currently
being used in Europe and the United States to treat patients with
cancer of the prostate, head and neck, lung, breast, liver, brain,
and other sites [20,24,27,45]. To produce the required conformality
4-9 beam directions may be required for radiotherapy treatment depending on the complexity of
the PTV [20,24,27]. Each field may consist of 3-20 sub-fields which
are delivered in succession, and the total number of monitor units
delivered per field is often much higher than for conventional radiotherapy
because of the attenuation of the beam by the MLC leaves. These factors
increase treatment time from around 10 minutes for a conformal treatment
delivery to at least 25 minutes for Intensity modulated radiotherapy [20]. Higher dose rates and
optimisation of the sequence of delivery of segments have been used
to minimise treatment times [20]. Physical problems with the use of
an MLC to define segments include accuracy of MLC leaf placement,
interleaf radiation leakage, the tongue and groove effect, and the
accuracy of delivering small numbers of monitor units to some segments
[46]. 3. Dynamic MLC (dMLC)
Modulation of beam intensity by pairs of moving MLC leaves characterises
this technique (also known as the “sliding window” technique).
The IMB is constructed from a series of one dimensional IMB formed
by the differential speed profile of the leading and trailing MLC
leaves [47,48]. Each leaf pair in the MLC leaf bank moves through
a series of check points determined by an interpreter which converts
the required intensity distribution into speed profiles for each leaf
pair [49].
Delivery times are quicker than for multiple-static segments; typical
delivery time for a five-field prostate treatment is 14 minutes (personal
observation). The leaf movements of the MLC during radiotherapy treatment must
be accurate, as these produce the IMB. Leakage and transmission of
radiation between or through MLC leaves must be taken into account
in the dose calculation. Leakage occurs both between adjacent leaves,
and between the ends of opposing leaf pairs. MLC’s produced
by different manufacturers vary greatly in this respect. Transmission
of radiation through MLC leaves is less than 1.5-2% although larger
transmission of up to 2.5-3% have been measured at the interlocking
leaf edge [50,51]. The phenomenon known as the “tongue and groove”
effect, can be removed by “synchronisation” [52,53].
Dynamic leaf movement during the treatment delivery, combined with
continuous arcing of the gantry is known as intensity modulated arc
therapy [54].This technique has the advantages of quick treatment
time (estimated at 5-10 minutes), and may allow the use of fewer intensity
levels than dMLC [49]. 4. Tomotherapy
Tomotherapy describes radiotherapy IMRT techniques which irradiate the target slice
by slice. The NOMOS Corporation developed the first commercially available
tomotherapy machine, the Multivane Intensity Modulating Collimator
(MIMiC) which is in use in several centres in the United States [55,56,57,58,59,60,61].
This device attaches to the head of the linear accelerator which arcs
about the craniocaudal axis of the patient (Fig 6). The MIMiC is a
binary temporal modulator consisting of 40 tungsten leaves arranged
in two banks, each irradiating a slice. Each leaf is driven by a pneumatic
mechanism and defines a beam approximately 1cm square at the isocentre.
Each bank of leaves treats up to a 2cm thick volume of tissue 20 cm
in diameter at one time. Target volumes longer than 4cm require the
couch to be indexed in the craniocaudal axis such that the next set
of two slices of target volume may be treated.
Accurate indexing of the couch and patient are critical to the radiotherapy treatment
of large target volumes. Each slice has to be exactly matched to the
previous slice and small errors of mismatch may lead to unacceptable
over- or under-dose of the target. For example Carol et al [62] predicted
a 41% inhomogeneity with a 2mm error in treatment set-up, although
if slices were matched to 0.1 mm the inhomogeneity was only 2-3%.
NOMOS Corporation recommend the use of a special indexing table called
the CRANE which is said to index the patient to an accuracy of 0.1-0.2mm
(NOMOS Corporation, Product Information). Measurements of delivered
dose confirm homogeneity within ? 5% of predicted dose [60].
Mackie et al [63] proposed the construction of a more complex tomotherapy
treatment machine which would avoid indexing by arcing the gantry
while the patient was translated slowly through the machine defining
a spiral treatment geometry. The prototype is currently being assembled
at the University of Wisconsin [64].
Other methods of producing IMB’s include an attenuating bar
which moves across the open radiation field [65], and a scanning pencil
beams [66]. Perhaps the ultimate IMRT tool might be a linac mounted
on a robotic arm capable of pointing in arbitrary directions. Such
a system does exist [67], and recently a detailed inverse planning
study has shown that complex 3D dose distributions can be sculptured
for concave targets in the vacinity of radiosensitive structures [68]
Inverse planning
Traditionally radiotherapy planning has been a manual iterative
process. Simple combinations of radiation beams of uniform intensity
are combined to encompass the PTV defined on the central slice.
The beams used in the radiotherapy treatment are chosen based on the experience of the treatment planner, and adjusted as necessary until an acceptable radiotherapy treatment plan is obtained. This “forward” planning may be done
by hand, or using a treatment planning system [69] but is time consuming,
and for complex treatments only a few plans can be generated within
the available time. When an acceptable plan is produced there is
no guarantee that it is the best plan.
Radiotherapy Treatment planning has become more complex because of three-dimensional
dosimetry, increased number and non-coplanarity of beams, and conformal
beam shaping. Through recent advances in computer hardware and software,
rapid optimisation of treatment plans is now possible, improving
the generation and evaluation of radiotherapy plans.
Conventional “forward” planning is not realistic for
IMRT because of the very large number of possible beam profiles,
so optimisation can only be done by “inverse” planning
[69]. Rather than starting with pre-defined beam profiles and producing
a dose distribution (forward planning), inverse planning starts
with the required dose distribution and a set of planning constraints,
and the planning computer designs the beam profiles necessary to
produce that distribution. Most inverse-planning software uses an
iterative inverse-planning method in which thousands of treatment
plans are generated and evaluated before arriving at the best solution.
For each plan, a cost function (defined by for example irradiation
of normal-tissue structures, or loss of target dose homogeneity)
is assessed. At each iteration the inverse-planning process attempts
to reduce the cost function until, after many attempts, a minimum
cost function is reached.
For the clinician, inverse planning requires definition of a set
of rules for the radiotherapy treatment plan optimisation. For the PTV it is
necessary to define the goal dose, and acceptable dose inhomogeneity
(for example ? 5% of the isocentre dose). For each organ at risk
of radiation injury, the maximum acceptable (tolerance) dose, goal
dose, and indication of in-parallel or in-series tissue architecture
are required. Most clinicians find this a difficult task, as there
is little good data on the relationship between dose and probability
of normal-tissue complications in the literature, and most clinical
tolerances are based on clinical experience, anecdote or at best
consensus opinion [70]. Since the advent of three-dimensional treatment-planning
systems, dose-volume-
complication correlation’s derived from large groups of cancer patients
are increasing [71,72,73]
Immobilisation
IMRT may produce high dose gradients close to critical radiosensitive
normal-tissue structures, and with some techniques precise matching
of segments is essential. Accurate and reproducible patient positioning
with the use of appropriate immobilisation devices is therefore required.
For cancer of the head and neck or brain, the use of customised thermoplastic
shell [58], stereotactic frame or invasive system is used to immobilise
the patient to within 1-2mm [60]. For the radiotherapy treatment of prostate cancer,
several centres recommend the use of a pelvic immobilisation device
[71].
Treatment Verification
All radiation therapy requires accurate verification of treatment
delivery. This can be broadly divided into quality assurance of planning
and delivery techniques within a radiotherapy department, and the
verification of the radiotherapy treatment on a per-patient basis. For IMRT the delivery
of each fraction of a course of radiotherapy requires careful verification.
When the patient is in the treatment position it is possible to check
the treatment isocentre position by taking orthogonal portal images
either with film or more satisfactorily using an electronic portal
imaging device (EPID) [75-78]. The process of treatment verification depends
on the treatment delivery method. If a step-and-shoot segmented treatment
technique is being used, then portal images can be obtained of each
segment, and these segment shapes can be checked against the MLC shapes
from the treatment planning system [78]. Often however the segments
themselves are too small for accurate identification of bony anatomical
landmarks by which the segment placement can be checked, and larger
orthogonal images will be required to check the isocentre position.
The accuracy of the radiotherapy treatment plans can be verified using phantoms with
measurement of the dose distribution by film, TLD, or polyacrylamide
gel [32,58,79,80].
For dynamic sliding window delivery techniques, there is no accepted
verification procedure. The treatment radiographer can watch the movement
of MLC leaves on a computer display in the treatment area, and some
groups have suggested the leaf movements could be followed by a camera
within the treatment head [81] or by correlating portal snapshot images
with predicted leaf positions [82]. Manufacturers claim leaf position
tolerances of <2mm during dynamic delivery, very low rates of treatment
error, and provide overrides to switch the beam off if errors exceed
certain preset levels. Dosimetry studies in humanoid and water phantoms
support the claims of high levels of accuracy of delivered dose, although
some groups propose dose measurements at points within the patient
(in vivo dosimetry). In reality the few centres (eg MSKCC) which have
implemented dMLC delivery use weekly isocentre checks on each patient,
and rely on the machine QA and overrides for accuracy of of radiotherapy treatment
delivery.
Conclusions
It seems likely that the benefits of Intensity modulated radiotherapy treatment will be greatest for patients
with cancer targets which are concave, and where normal-tissue avoidance
is clinically important. On this basis it has been suggested that
around 30% of current radiotherapy patients could significantly benefit
if they were treated with an IMRT technique. The delivery of IMRT
is complex, time intensive in planning and treatment, and for some
patients may offer little or no advantage over conventional more simple
techniques. In a health service of limited resources it is important
to examine the potential benefits of any new technique, to estimate
how many patients are likely to benefit, and to investigate the size
of potential the benefits [83]. Radiotherapy planning studies offer
the best opportunity to do this. By comparing the current radiotherapy
technique to an IMRT technique for a particular cancer site, the potential
improvements which might be expected, if IMRT was introduced, can
be estimated. The advantage of planning studies is that they are relatively
quick to perform, and data from previously treated patients can be
used as the “control group”. Several rival radiotherapy treatment techniques
can be compared to one another, and objective end points (such as
radiation dose to a particular organ) can be used. The result of a
planning study requires careful interpretation, but may help to identify
tumour sites suitable for further clinical investigation. A planning
study does not however provide clinical data, and is no substitute
for suitable clinical trials, which are needed to confirm the safety
and efficacy of new radiotherapy techniques as well as to compare clinically important
end-points (tumour control, side effects, quality of life, health
economics) between rival treatment approaches.
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